Securities Operations Associate

In this role, you will:

• Participate in low-complexity securities operations activities across the trade lifecycle, following established procedures and controls

• Review routine operational issues, policies, and procedures for which solutions can be identified using standard practices

• Develop knowledge of securities operations functions, policies, and procedures while completing assigned work with guidance from managers or experienced colleagues

• Support operational processes such as client account onboarding, cash payments, customer service, funding, custodial operations, securities settlements, structured loan operations, and general ledger reconciliation

• Gather information and perform basic research and analysis to support the resolution of operational issues

• Monitor daily securities and cash-related activities and help ensure assigned work is completed accurately and on time

• Assist in resolving low-complexity escalated issues within your area of responsibility, escalating matters when additional guidance is required

• Review time-sensitive documents and transaction requests, identify routine business risks, and support customer service and control requirements

• Collaborate with peers, managers, business partners, and internal or external customers to exchange information, resolve routine issues, and support team goals

• Support projects, process improvements, and the implementation of new or revised securities operations procedures

Required Qualifications:

• 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following:  work experience, training, military experience, education

• 6+ months of experience supporting client onboarding, including account setup, documentation review, and client account maintenance activities

• 6+ months of experience in account maintenance, including processing account updates, validating information, and ensuring compliance with established procedures

Desired Qualifications:

• Certification with automation and workflow tools such as Alteryx or Xceptor, including the ability to support operational efficiency, data validation, and process improvement initiatives.

• Knowledge of AI-enabled productivity tools such as Microsoft Copilot and their application in data analysis, process automation, documentation, and operational support activities.