Securities Operations Associate

In this role, you will:

• Process routine securities transactions and support operational activities across the trade lifecycle

• Support cash movements, funding, account servicing, securities settlement, and reconciliation activities

• Research and resolve routine operational issues, exceptions, and inquiries using established procedures

• Complete daily production activities accurately and within established timelines

• Follow established policies, procedures, controls, and risk management requirements

• Review transaction and account information, identify discrepancies, and escalate issues when appropriate

• Collaborate with internal partners to provide consistent operational support and service

• Identify and communicate opportunities to improve routine processes and operational efficiency

Required Qualifications:

• 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following:  work experience, training, military experience, education

• 6+ years of experience working with reference data within financial services or securities operations

• 6+ years of experience working with pricing data within financial services or securities operations

Desired Qualifications:

• Experience researching and resolving operational exceptions, breaks, or data discrepancies

• Familiarity with operational risk, controls, and regulatory requirements within financial services

• Strong analytical, problem-solving, and attention-to-detail skills

• Ability to collaborate effectively with internal partners in a deadline-driven operational environment

• Bachelor’s degree in finance, Accounting, Business, Economics, or a related field is preferred