Securities Operations Associate

Securities Operations Associate

In This Role, You Will

• Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations

• Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact

• Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures

• Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals

• Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation

• Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation

• Resolve low complexity escalated issues within the scope of responsibility in Security Operations

• Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests

• Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work

• Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies

Required Qualifications:

• 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• MBA in Finance with the progressive experience in the captive financial services industry, specializing in securities operations and investment products.

• Strong domain expertise in Equity, Fixed Income instruments, and Mutual Funds, with a solid understanding of trade lifecycle, settlement processes, and portfolio management.

• Proficient in Microsoft Office Suite, including Excel (pivot tables, VLOOKUP, data analysis), Word (reporting and documentation), and PowerPoint (presentations and stakeholder communication).

• Familiar with financial data platforms and tools

• Demonstrated ability to work in cross-functional teams, streamline operational workflows, and ensure compliance with regulatory standards.

• Excellent analytical, problem-solving, and communication skills, with a track record of delivering results in high-pressure environments.

Job Expectations : 

• Shift timing - 6:30 PM IST to 3:30 AM IST