EOS RPO
Securities Operations Associate:
Securities Operations Associate:
Key Responsibilities
Trade Processing: Monitor trade capture from front-office systems, match trade allocations, and confirm economic details via DTCC CTM/OASYS.
Settlement Execution: Oversee clearing and settlement workflows across depositories (DTCC, Euroclear, Clearstream) via DVP/RVP/FOP mechanisms.
Fails & Exception Handling: Investigate trade breaks, monitor unmatched status updates (SWIFT MT548), and resolve issues before market cutoffs to prevent fails, penalties, and buy-ins.
Reference Data & Instructions: Verify and maintain Standard Settlement Instructions (SSIs) in Omgeo ALERT.
Daily Reconciliations: Perform daily stock, cash, and depository reconciliations, remediating ledger discrepancies.
Experience: 3+ years in middle-office operations, trade support, or securities settlement within a broker-dealer, asset manager, or custodian bank.
Product Knowledge: Mutual funds
Industry Tools: Hands-on experience with DTCC platforms, SWIFT messaging (MT54x series / ISO 20022), and reconciliation software (SmartStream TLM, Intellimatch, or similar).
Technical Proficiency: Strong Microsoft Excel skills (VLOOKUP/XLOOKUP, Pivot Tables); Bloomberg or Broadridge experience preferred.
Education: Bachelor’s degree in Finance, Economics, Business, or a related field.